Out in Science, Technology, Engineering, & Mathematics, Inc.

Sr. Principal, Regulatory Solutions Technology Oversight

BNY Mellon
Pittsburgh, Pennsylvania, United States
5 days ago



Regulatory Solutions (RS) sits within the Global Operations & Technology (GOT) Office which is a centralized function that supports Operations & Technology for the benefit of the enterprise. RS is responsible for the governance and oversight of all change within the regulatory lifecycle for the first line of defense, and engages both internally and externally to ensure BNY Mellon complies with its regulatory obligations

The Role:

Manages a global team of Regulatory Operations and Technology professionals. Uses in-depth knowledge of technology, operations, risk and control frameworks, risk and control theory and practice, and controls implementation and assessment to determine potential risks to the organization. Manages analysis and draws conclusions in order to recommend and direct any resulting change needed to mitigate risk. Contributes to developing the strategic direction of the Regulatory Technology function. Has a thorough understanding of Financial Services regulations and how they can impact, or be impacted by, technological change. Strong interpersonal skills to influence and impact business decisions over which the incumbent has a deep understanding.


Responsible for managing the regulatory tooling oversight for technology and operations including but not limited to:

  • Regulatory Tooling as a result of internal triggers, such as remediation, business or organizational change for regulatory portfolio
  • Liaison with key stakeholders in Global Operations and Technology for the approach to Technology Strategy and Architecture for Regulatory portfolio solutions
  • Engaging with key business stakeholders to consult and advise on all technology solutions with thought leadership and emotional intelligence to drive meaningful decisions and outcomes.
  • Working alongside global Regulatory Solutions management team to deliver on the strategy and key objectives
  • Manage, recruits, directs, motivates and develops staff, maximizing their individual contribution, their professional growth and their ability to function effectively with their colleagues as a team.
  • Ensures risk awareness culture by facilitating risk training and awareness activities such as self identifying control issues.
  • Responsible for regulatory architecture for the enterprise.

Key Skills:
  • Strong written and verbal communication.
  • Communication skills must range from participation in detailed technical discussions to business-oriented presentations to working closely with senior management.
  • Manages a team of staff responsible for creating the Governance, Policies/Procedures, Methodologies and Tools for establishing and maintaining a strong risk culture.
  • Hands-on experience in managing large transformations delivery for the enterprise.
  • Hands-on experience in managing global regulatory compliance program delivery.
  • Hands-on experience automation of manual operational processes with workflow.
  • Solve complex technical problems & challenges with the Automation Platform
  • Contribute to architectural decisions and overall Automation strategy
  • Provide leadership to junior team members to increase the talent level of the organization.


Advanced degree in computer science or a related discipline, or equivalent work experience required 12 + years of experience in systems analysis and program development with related supervisory, management and administrative experience required, Experience in the financial services industry is a plus.
  • 12 years of experience in System Analysis, Design, Development, and Operational Support on various platforms
  • 10+years of extensive experience in C/C++, Java, JEE, AppServers, WebServers, REST Services, Webservices, SOA, BPM, AJAX, jQuery, NodeJS, JSP, Servlets, Spring Boot, JDBC, Elastic Search, Kibana and Custom UI development.
  • 10+ years of extensive experience in designing of backend database tables, SQL Programming, experience in MYSQL, Oracle
  • 5+ years of extensive experience in designing enterprise data platforms
  • 5+ years of extensive experience in using self-service and enterprise business intelligence platforms for data visualizations such as PowerBI, Tableau etc
  • 5+ years of using enterprise architecture framework (like TOGAF) and managing enterprise architecture engagements and solutions.

Job Information

  • Job ID: 60012712
  • Location:
    Pittsburgh, Pennsylvania, United States
  • Position Title: Sr. Principal, Regulatory Solutions Technology Oversight
  • Company Name: BNY Mellon
  • Job Function: Other

Please refer to the company's website or job descriptions to learn more about them.

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